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Health and Safety Obligations Need to Know

This short guide has been written to lead small businesses in the right direction in shaping the company obligations towards Health & Safety.

Are Directors, Partners, Business Managers or Line Managers Responsible for Health and Safety?

Directors, Partners, Business Managers and Line-Managers may find themselves responsible for accidents and injuries, even if they do not own the business. This is in part because every employee has a legal responsibility to work safely and not to endanger the health and safety of other employees or those likely to be affected by the work.

The HSE Enforcement Guidelines say as follows:


Any enforcement action will be directed against duty holders responsible for a breach. This may be employers in relation to workers or others exposed to risks; the self-employed; owners of premises; suppliers of equipment; designers or clients of projects; or employees themselves. Where several duty holders have responsibilities, enforcing authorities may take action against more than one when it is appropriate to do so in accordance with this policy.

It is therefore the responsibility of each individual to participate fully in health and safety issues and to bring any health and safety concerns to their employers' attention. If they do not, they run the risk of being personally responsible if things go wrong.

Prosecution of individuals

Enforcing authorities should identify and prosecute or recommend prosecution of individuals if they consider that a prosecution is warranted. In particular, they should consider the management chain and the role played by individual directors and managers, and should take action against them where the inspection or investigation reveals that the offence was committed with their consent or connivance or to have been attributable to neglect on their part and where it would be appropriate to do so in accordance with this policy. Where appropriate, enforcing authorities should seek disqualification of directors under the Company Directors Disqualification Act 1986.

If you are a manager, you therefore need to work with the owners of the business to ensure that the business has the proper health and safety culture and is actively creating and maintaining a safe, healthy working environment.

It is also possible that managers will be held to be “responsible persons” under the new Fire Safety Order 2005 currently in force and under the Reporting of Accident Regulations (RIDDOR).

Do I require a health and safety policy and conduct risk assessments?

As an employer you must do at least the following:

In addition, you must stay up to date. Your risk assessments must remain current and relevant and must be re-evaluated in the event of a change of circumstances. You must continue to consult with your employees and you must keep your health and safety policy under review.

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